Recent Filings

25/02/10   -   Smithtown Bancorp Inc

22/02/10   -   Mortgage Asset Securitization Transactions Inc

18/02/10   -   Dana Corporation

13/02/10   -   Proshares Trust : Proshares Ultra Short Russell2000 Growth Fund

08/02/01   -   Toyota Motor Corporation

05/02/01   -   Nokia Corporation

05/02/01   -   CRM Holdings Ltd

05/02/01   -   Cedar Fair Management Inc

04/02/10   -   Proshares Trust

25/01/10   -   Allied Capital Corporation

21/01/10   -   Motorola Inc

19/01/10   -   Bank of America Corporation Fixed to Floating Rate Non-Cumulative Preferred Stock Series K ("Series K Securities") 7.25% Non-Cumulative Perpetual Convertible Stock ("Series L Securities" ) 8.20% Non-Cumulative Preferred Stock, Series H ("Series H Securities")

15/01/10   -   Stryker Corporation

15/01/10   -   Koss Corporation

14/01/10   -   Countrywide Financial Corporation : Various Certificates

13/01/10   -   Proshares Trust : Ultra Basics Materials Fund

13/01/10   -   Direxion Shares ETF Trust : Direxion Energy Bear 3X Shares Fund

11/01/10   -   Novartis AG : Alcon Inc Common Stock

31/12/09   -   Revlon Inc

31/12/09   -   Kohlberg Capital Corporation

31/12/09   -   Haven Trust Bancorp Inc

29/12/09   -   Rentech Inc

22/12/09   -   Wealth Management Inc - BJ Group Services Portfolios

21/12/09   -   The Variable Annuity Life Insurance Company

21/12/09   -   Terex Corporation

18/12/09   -   State Street Corporation

17/12/09   -   NightHawk Radiology Holdings

15/12/09   -   MetroPCS Communications Inc

11/12/09   -   Sterling Financial Corporation

09/12/09   -   Canadian Superior Energy Inc

08/12/09   -   Hard Rock Hotel San Diego : HRHSD Investment Contracts

07/12/09   -   Proshares Trust : Proshares Ultra QQQ Fund

04/12/09   -   Siemens AG

03/12/09   -   Proshares Trust : UltraShort Basic Materials Fund

25/11/09   -   Summit Retirement Advisors LLC : Ameriprise Financial, Inc. : Securities America, Inc : Provident Shale Royalties Securities

20/11/09   -   Northwest Pipe Company

18/11/09   -   Sunpower Corporation Class A and B Com Stock

18/11/09   -   CVS Caremark Corporation

18/11/09   -   Carters Inc

17/11/09   -   Sunair Services Corporation

13/11/09   -   The Boeing Company

10/11/09   -   VeraSun Energy Corp

10/11/09   -   Hemispherx Biopharma Inc

09/11/09   -   Zale Corporation

09/11/09   -   Proshares Trust: Proshares Ultrashort S&P 500 Fund

06/11/09   -   STEC Inc

06/11/09   -   Limited Brands Inc

03/11/09   -   ProsShares Trust : UltraShort FTSE/Xinhua China 25 Proshares Fund

30/10/09   -   Washington Mutual Asset Acceptance Corp: Washington Mutual Mortgage Pass-Through Certificates Series WAMU 2007-OA4, 2007-OA5, 2007-OA6 : WMALT 2007-OA4, 2007-OA5, 2007-OC1, 2007-OC2, 2007-3, 2006-4 and 2006-5

28/10/09   -   Pitney Bowes Inc

26/10/09   -   Hansen Medical Inc

23/10/09   -   RH Donnelley Corporation

23/10/09   -   Carmel Energy Inc

21/10/09   -   Trimeris Inc

21/10/09   -   The9, Ltd

14/10/09   -   Advanta Corp

12/10/09   -   Proshares Trust Ultra  Financials  Fund

09/10/09   -   SpongeTech Delivery Systems

09/10/09   -   RHI Entertainment Inc

09/10/09   -   Energy Solutions Inc

08/10/09   -   Regions Financial Corporation

08/10/09   -   Men's Wearhouse Inc

01/10/09   -   Proshares Trust UltraShort Dow 30 Fund

30/09/09   -   Proshares Trust UltraShort Oil and Gas Fund

21/09/09   -   Psychiatric Solutions Inc

18/09/09   -   Direxion Shares ETF Trust : Direxion Daily Financial Bear 3X shares

11/09/09   -   UCBH  Holdings Inc

11/09/09   -   Anixter International Inc

08/09/09   -   Pacific Capital Bancorp

03/09/09   -   Coventry Health Care

02/09/09   -   Immersion Corporation

01/09/09   -   Fleetwood Enterprises Inc

27/08/09   -   Immucor inc

26/08/09   -   CardioNet Inc

24/08/09   -   RREEF America LLC : Deutsche Asset Management : DWS RREF Real Estate Fund  Inc and DWS RREF Real Estate Fund 11 Inc

24/08/09   -   Immunosyn Corporation

20/08/09   -   Proshares Ultra Short Financial Fund

19/08/09   -   MGM Mirage

13/08/09   -   Textron Inc

13/08/09   -   Sturm, Ruger & Company Inc

13/08/09   -   MIND C.T.I. , Ltd

11/08/09   -   BBC Equities LLC

07/08/09   -   Repros Therapeutics Inc

07/08/09   -   Flotek Industries Inc

06/08/09   -   Conseco Inc

05/08/09   -   Proshare Advisors LLC : Proshares Trust : Ultrashort Real Estate ProShares Fund

04/08/09   -   Huron Consulting Group Inc

04/08/09   -   Allscripts-Misys Healthcare Solutions Inc

31/07/09   -   Medarex Inc

30/07/09   -   International Game Technology

29/07/09   -   Moody's Investors Service Inc

29/07/09   -   Genzyme Corporation

28/07/09   -   Residential Capital LLC

24/07/09   -   Skilled Healthcare Group Inc

22/07/09   -   Accuray Inc

17/07/09   -   Willis of Colarado Inc : Willis Group Holdings

17/07/09   -   Matrixx Initiatives Inc

17/07/09   -   Caraco Pharmaceutical Laboratories Ltd

17/07/09   -   Bare Escentuals Inc

14/07/09   -   Comtech Telecommunications Corp

14/07/09   -   Ambassadors Group Inc

13/07/09   -   Supervalue Inc

10/07/09   -   Tronox Inc : Kerr Mcgee Corporation

10/07/09   -   J P Morgan Chase & Co and J P Morgan Securities Inc

09/07/09   -   Stuctured Asset Mortgage Investments 11, Inc : Bear Stearns Alt-A trust 2006-6

09/07/09   -   Manulife Financial Corporation

06/07/09   -   Synovus Financial Corporation

30/06/09   -   IBM Southeast Employees Federal Credit Union

18/06/09   -   Shearson Financial Network Inc

11/06/09   -   Kenexa Corporation

09/06/09   -   Raymond James Financial Inc

09/06/09   -   Lumenis Ltd

05/06/09   -   Collins Capital Low Volatility Performance Fund 11 Ltd ( B Madoff )

01/06/09   -   Charter Communications Inc

29/05/09   -   JML Portfolio Managemnt Ltd ( B Madoff )

18/05/09   -   Nortel Networks Corporation

18/05/09   -   Akeena Solar Inc

14/05/09   -   Popular Inc

13/05/09   -   Oppenheimer Funds Inc AMT FREE Municipals Fund

07/05/09   -   Morgan Stanley Capital 1 Inc : Mortgage  Pass-Through certificates

07/05/09   -   Bidz.Com Incorporated

07/05/09   -   Ariel Fund limited

04/05/09   -   Sun Trust Banks Incorporated

04/05/09   -   Franklin Bank Corporation : Series A Non-Cumulative Perpetual Preferred Stock

01/05/09   -   Sequenom Inc

30/04/09   -   Idearc Inc

28/04/09   -   Liz Claiborne Inc

28/04/09   -   Oppenheimer Pennsylvania Municipal Fund  : PA Municipal A, B, C

24/04/09   -   Oppenheimer New Jersey Municipal Fund Class A, B, C

23/04/09   -   Oppenheimer Funds Inc  - Core Bond Fund Class A, B, C, N, Y,

20/04/09   -   Meridian Diversified Fund Management LLC

20/04/09   -   JP Jeanneret Associates Inc : Income-Plus Investment Fund

14/04/09   -   Coach Inc

10/04/09   -   JP Morgan Chase & Co

08/04/09   -   Mechel OAO

08/04/09   -   Cox Radio Inc

08/04/09   -   Barclays Bank PLC : Series 5 American Depositary Shares

08/04/09   -   Austin Capital Management Ltd

07/04/09   -   Zynex Inc

01/04/09   -   Regions Financial Corporation : 8.875% Trust Preferred Securities of Regions Financing Capital Trust III

31/03/09   -   Allianz Global Investors Fund Management LLC : Pacific Investment Management Company LLC ( Pimco ) Funds

30/03/09   -   Deutsche Bank AG : 7.60% Trust Preferred Securities of Deutsche Bank Contingent Capital Trust III

24/03/09   -   Insight Enterprises Inc

24/03/09   -   Citigroup Inc : Voluntary FA Capital Accumulation Program

19/03/09   -   Deutsche Bank AG 6.625% Funding Trust IX and or 7.35% Funding Trust X Non Cumulative Trust Preferred Securities

16/03/09   -   Steel Dynamics Inc

13/03/09   -   Citigroup Inc 8.125% Non Cum Pref Stk Series AA

12/03/09   -   Prudential Financial Inc 9% Junior Sub Notes

12/03/09   -   Barclays Bank PLC ADS series 4

11/03/09   -   Perrigo Company

11/03/09   -   Corus Bankshares Inc

10/03/09   -   Sprint Nextel Corporation

09/03/09   -   Century Aluminium Company Series A Conv Pref

06/03/09   -   Sun Trust Banks Inc

05/03/09   -   Heartland Payment Systems Inc

04/03/09   -   General Electric Company

04/03/09   -   Braclays Bank PLC  ADS series 2

27/02/09   -   Nutracea

25/02/09   -   ING Groep NV 7.375% Perpetual Hybrid Cap Secs

25/02/09   -   Oppenheimer Funds Rochester Fund Municipals

25/02/09   -   InvestForClosures inc

25/02/09   -   Chesapeake Holding Corporation

24/02/09   -   Deutsche Bank Capital Funding Trust

23/02/09   -   Roche Holding Ltd

20/02/09   -   RBS Group plc 6.125%  series "R"  Non - Cumulative Dollar Preference Shares

20/02/09   -   Stanford Group Comapny

20/02/09   -   American Express Company

17/02/09   -   Merrill Lynch & Co Inc : Mortgage Pass -Through Certificates

17/02/09   -   Intrepid Potash Inc

13/02/09   -   Oppenheimer Funds Inc : Oppenheimer Champion Income Fund

10/02/09   -   Swank Energey Income Advisors LP : Cushing MLP Total Return Fund

09/02/09   -   Colonial BancGroup Inc

06/02/09   -   Rigel Pharmaceuticals Inc

03/02/09   -   ING Groep NV: Perpetual Hybrid Cap Secs

02/02/09   -   Level 3 Communications Inc

30/01/09   -   UBS AG

30/01/09   -   IBSG International Incorporated

29/01/09   -   Wells Fargo Bank : Mortgage-Backed Securities  

28/01/09   -   Triad Guaranty Incorporated

27/01/09   -   Beacon Associates Management Corporation

26/01/09   -   Deutsche Alt-A Securities Incorporated : Mortgage Pass-Through Certificates

26/01/09   -   Banco Santander -Optimal Strategic US Eqty Fund

22/01/09   -   Royal Bank of Scotland  PFD series "T"

21/01/09   -   Bank of America Corporation

16/01/09   -   Rackable Systems Incorporated

15/01/09   -   AIG Inc - Medium Term Notes series AIG-FP

12/01/09   -   Washington Mutual Bank - WAMU Mortgage        Pass-Through Certificates  series 2006-AR1 Trust

12/01/09   -   The Royal Bank of Scotland Group

12/01/09   -   Fairfield Greenwhich Group

12/01/09   -   Bernard  L Madoff Investment Securities: Herald USA Fund ; Herald Luxemburg Fund ; Primeo Select Funds and the Thema International Fund.

07/01/09   -   Satyam Computer Services Ltd

05/01/09   -   PFF Bancorp Inc  

30/12/08   -   Horizon Lines Inc

29/12/08   -   ANZ Banking Group Ltd

26/12/08   -   Creative Capital Concept ( Bernard Madoff)

24/12/08   -   Ambac Financial Group Inc

23/12/08   -   National City Corporation

23/12/08   -   Family Management Corp ( Bernard Madoff)

23/12/08   -   Emcore Corporation

22/12/08   -   Tremont Group Holdings Inc ( Bernard Madoff)

16/12/08   -   Garbriel Capital LP ( Bernard Madoff)

16/12/08   -   Ascot Partners LP ( Bernard Madoff)

15/12/08   -   Integral Systems Inc

12/12/08   -   GSI Group Inc

12/12/08   -   China Organic Agriculture Inc

12/12/08   -   CBS Corporation

12/12/08   -   Bernard L Madoff Investment Securities

12/12/08   -   Atricure Inc

11/12/08   -   GS Mortgage Securities Corporation

10/12/08   -   Medtronics Inc

08/12/08   -   Crystallex International Corporation

08/12/08   -   Constellation Energy Group Inc

05/12/08   -   Federal Agricultural Mortgage Corporation      ( Farmer Mac)

03/12/08   -   JA Solar Holdings Co Ltd

02/12/08   -   KV Pharmaceutical Company

26/11/08   -   SpaceDev Inc

26/11/08   -   South West Water Company

26/11/08   -   National City Corporation

26/11/08   -   Aracruz Celulose S.A.

25/11/08   -   Savient Pharmaceuticals Inc

25/11/08   -   Reserve Short-Term Investment Trust - Reserve Yield Plus Fund

20/11/08   -   PharmaNet Development Group Inc

17/11/08   -   McDermott International Inc

14/11/08   -   Taleo Corporation

12/11/08   -   Waters Corporation

12/11/08   -   Internap Network Services Corporation

11/11/08   -   Anadigics Inc

07/11/08   -   Daktonics Inc

06/11/08   -   UBS Financial Services Inc - Lehman Principal Protection notes

06/11/08   -   Britannia Bulk Holdings Inc

05/11/08   -   Sadia SA

31/10/08   -   General Growth Properties Inc

29/10/08   -   Pilgrim's Pride Corporation

29/10/08   -   Hardinge Inc

29/10/08   -   Cadence Design Sysytems Inc

27/10/08   -   Thornburg Mortgage Inc

27/10/08   -   Noah Education Holdings Ltd

22/10/08   -   Merrill Lynch & Co

22/10/08   -   Fortis

14/10/08   -   Residential Accredited Loan Inc, Mortgage Asset Backed  Pass-Through Certificates

14/10/08   -   Elan Corporation PLC

09/10/08   -   Biovail Corporation

09/10/08   -   Authen Tec Inc

09/10/08   -   AIG 7.70% series - A5 Junior Subordinated Debenture

08/10/08   -   Fannie Mae 8.25% Fixed to Floating Rate Non Cumulative Pref Stock series "S"

07/10/08   -   Integrity Bancshares Inc

03/10/08   -   Medicis Pharmaceutical Corporation

03/10/08   -   General Electric Company

02/10/08   -   Cano Petroleum Inc

24/09/08   -   Lehman Brothers Holdings Inc -  Preferred Series "J" stock

24/09/08   -   H&R Block Inc - Auction Rate Securities

23/09/08   -   The Spectranetics Corporation

23/09/08   -   Freddie Mac 8.375% Non Cum Perpetual Preferred Stock, Series Z

22/09/08   -   Constallation Energy Group Inc

19/09/08   -   Oshkosh Corporation

19/09/08   -   Carters Inc

19/09/08   -   Canadian Imperial Bank of Commerce

18/09/08   -   Northern Trust Corp : Auctions Rate Secs

17/09/08   -   The Reserve Primary Fund

16/09/08   -   Fannie Mae : Merrill Lynch, Pierce, Fenner & Smith Inc ; Citigroup Global Markets Inc ; Morgan Stanley & Co ; UBS Securities LLC and Wachovia Capital Markets LLC ; 8.25% Non-Cumulative Preferred Stock, Series T

16/09/08   -   Novatel Wireless Inc

16/09/08   -   NextWave Wireless Inc

16/09/08   -   MEMC Electronic Materials Inc

16/09/08   -   BankUnited Financial Corporation

15/09/08   -   Harris Stratex Networks Inc

12/09/08    -   First Trust Portfolios LP - High Inc Fund

11/09/08    -   State Street Corp SSgA Int Fund

11/09/08    -   Hanson Natural Corporation

09/09/08    -   NVIDIA Corporation

08/09/08    -   Federal National Mort Ass (Fannie Mae)

05/09/08    -   Quest Resource Corporation

05/09/08    -   Synchronoss Technologies Inc

28/08/08    -   Signalife Inc

21/08/08    -   China  Shenghuo Pharmaceutical Holdings     

20/08/08    -   Perini  Corporation

15/08/08    -   Federal Home Loan Mortgage Corporation

12/08/08    -   Fifth Third  Bancorp/ First Charter Acquisitions

08/08/08    -   Reddy Ice Holdings Inc

08/08/08    -   Stifel Financial Corporation  Auction rate Securities